Brock Asset Management
Experienced Financial Strategies
Wealth Management Solutions
For Phoenix, Arizona, and Beyond
Since 1982, we have been a fee-only financial company that aligns our interests with yours. We invest in high-quality companies that meet our proprietary requirements. We personally invest in the same equities we recommend for our clients. We eliminate unnecessary costs.
Our primary focus has been to invest assets to conservatively prepare clients for retirement and assist in increasing their return on capital. With offices in Gilbert and Phoenix, Arizona, we manage portfolios for individuals, businesses, nonprofits and corporate retirement plans locally and throughout the United States.
We look forward to learning about your goals and objectives so we can build your portfolio to enable you to enjoy what matters most to you in life.
Creating a Beneficial Partnership
For over three decades, we’ve excelled in helping clients plan for a comfortable retirement. Whether you are an individual, a small business owner, a healthcare professional, or an executive, we strive to get to know you by building a long-term relationship that you can count on.
Providing Guidance as You Prepare
For Your Financial Future
Enhancing Your Portfolio
With our investment knowledge and over three decades of experience, we help clients maneuver through complex questions and concerns. We strive to build client portfolios as securely as possible by finding high-performing investments, then screening to eliminate those with high fees.
Our unique experience sets us apart as we have created, managed and sold successful businesses and handled the management of government and private portfolios. No matter your circumstances, we are always committed to work in your best interest.
The Core Values That Define Us
Prioritizing Your
Unique Needs
Investing in
Sound Positions
Utilizing Research to Drive Investment Decisions
Our Formula for Success Begins With You
With decades of wealth management experience, our goal is to get to know you and serve your investments needs. No account is too small and we strive to maintain long-term relationships to safely maximize your investment. We review your account on an on-going basis. We have much experience in helping clients to become debt-free, while planning for a comfortable retirement.
Your Partners in Wealth Management
Our team members have been nationally recognized for leading and managing successful multi-billion dollar organizations. Our team is dedicated to providing unmatched service.
Brock Asset Management principals have over 30 years of financial management experience.
Kimberly Brock
Vice President
Ramsey F. Brock
Analytics
Natalie Germaine
Executive Assistant, Client Relations
Rebecca Holdaway
Customer Support and Marketing
Rachel Hughes
Accounting and Graphics
Elizabeth Burley
Client Services and Social Media
Charles Schwab and Company
With Brock Asset Management
Financial Freedom is Within Reach
Investment Strategies Built With You In Mind
Effective wealth management acts as the foundation of a well-crafted financial plan. At Brock Asset Management, we believe in investing for the long haul and to us, short-term investing is anything less than five years.
You’ll find that as we develop your tailored portfolio, we invest in assets that align with your individual goals, personal values and tolerance for risk. We mindfully work with you to prudently manage and allocate your investments as if they were our own.
With over three decades of wealth management experience, our investment portfolios focus on conservative growth and low costs.
Individual accounts may consist of:
- Stocks
- Bonds
- Exchange Traded Funds (ETFs)
- Mutual Funds of the Highest Rated Companies
Transparent Costs and Conversations From the Start
In order to begin investing with Brock Asset Management, we do not require a minimum investment amount. Our management fees begin at 1% of assets managed and drop from there. Fees are paid on a quarterly basis.
We pride ourselves on being transparent in our strategies and honest about our fees for service. The portfolios we manage are conflict-free and our fees do not include expenses that may be charged by account custodians.*
*These may include but are not limited to: transaction fees, redemption fees or short-term trading fees.
Interested In Learning More?
We’re happy to discuss our services and any other questions you may have during our initial consultation.
Personalized Planning
For Successful Retirement
Experiencing a rewarding retirement begins with effectual comprehensive planning. With unmatched service and tailored solutions to meet your needs and goals, you can expect to work with real people. Together, we’ll construct a roadmap and manage your wealth as you approach financial freedom.
For individuals or corporations, we offer wealth management solutions, as well as retirement plans of all types. These include traditional IRAs and Roth IRAs for individuals, and traditional and Roth 401(k)s for companies of any size.
Optimizing Your Retirement Benefits Including:
- Traditional IRA Retirement Plans
- Roth IRA Plans
- Traditional 401(k) Plans
- Roth 401(k) Plans
- 457 Plans
- Health Savings Accounts
- Charitable Giving
- Tax Benefit Plans
Proven Experience And Solutions You Can Count On
Our firm designs retirement plans that have been recognized among the highest-rated in performance and reliability in the nation. With a commitment to offering suggestions that are in your best interest, we look forward to guiding you to and through this next chapter in life.
For More Information, Give Us a Call
Contact Us
Super-Charge Your Retirement with a Health Savings Account (HSA) A Tax-Free Opportunity
Little-Known Benefits of HSAs:
- Contributions are tax deductible
- Accounts grow tax-free
- Tax-free withdrawal for qualified healthcare purposes
- Funds never “expire” (no use it or lose it requirements)
- Accounts are portable
- Individuals or corporations which meet criteria are eligible
Have a Question About Your Account?
Creating an Empowered Financial Future
Begins Here
Let’s Navigate Your Journey One Step at a Time
Wealth management and financial planning are ongoing processes, which is why we provide knowledgeable experience and guidance as you set and achieve your goals. Whether you’re building your portfolio or planning for retirement, we’ll work with you by developing an informative and understanding partnership from the start.
Our approach and the frequency of our meetings are tailored to your specific financial objectives, your schedule and time constraints, as well as your tolerance for risk. We prioritize your goals in order to handle the complexities so you can get back to focusing on what matters most to you.
Throughout Our Process You’ll Experience:
Sound Investment Recommendations
Our team invests in the same equities as you, meaning our recommendations are ones we would take ourselves.
Fiduciary Standards
Above all else, your interests come first. We strive to find the best performing investments at the lowest possible cost in order to help your portfolio grow.
Equal Opportunities, Regardless of the Size of Your Wealth
With personal, one-on-one attention and guidance we work with our clients equally. No matter the size of your assets or investments, our goal is to provide tools to help you succeed.
Transparent Costs & Conversations
We are not paid by any third party to promote their offerings, so there are no hidden fees associated with our services. Our investments are based on our experience and daily analysis in order to make the most cost-effective decisions.
Dedicated to Investing With You
Whether you’re ready to get started or have remaining questions about our firm, we offer a no-cost analysis to discuss your needs and recognize your goals. With no obligation, what do you have to lose?
Insightful Understanding
Uncover Financial Peace of Mind
With Brock Asset Management
Let’s Get Started
Headquartered in Arizona, we enjoy working with clients throughout the United States. Begin your investment journey and gain the tools to enhance your portfolio by giving us a call or filling out the form below.
Gilbert Location
4378 East Leroy Street
Gilbert, Arizona 85295